“Shark” Long Capital was fined by the State Securities Regulatory Commission for securities violations, according to nguoiquansat.vn

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Dragon Capital is one of the “sharks” investment funds – considered an important “indicator” of cash flow in Vietnam’s stock market many years ago. The State Securities Regulatory Commission has just issued a decision to impose administrative penalties on Dragon Capital Vietnam Investment Fund Management Co., Ltd. in the securities and stock market fields.

Accordingly, Dragon Capital was fined VND125 million for violating regulations on employee restrictions of securities investment fund management companies.

Specifically, from September 2022 to December 2022, the company’s employees’ securities transactions were not fully reported to the internal control department before and after the transactions.

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